Financial Services Compliance Assessment

Financial Services Industry Support

Financial regulators do not accept good intentions as evidence. Independent third-party assessment is the standard—and the bar keeps rising.

Financial institutions, lenders, and businesses subject to financial services regulation carry compliance obligations that span cybersecurity program requirements, risk assessment mandates, state-level privacy regulations, and payment security standards.

Regulatory bodies including the New York Department of Financial Services, the Federal Trade Commission, and the PCI Security Standards Council each impose distinct requirements with real enforcement consequences. While customers increasingly demand SOC 2 compliance.

Meeting one does not satisfy the others, and the frameworks increasingly reference each other in ways that reward a coordinated compliance approach. An independent assessment partner who supports multiple compliance and risk assessment frameworks saves your team effort and your company money.

Services

Compliance Audits & Support

Risk & Security Assessments

Testing & Certification

ISO 27001

Independent Assessments Built for Regulated Industries

Drummond has operated as an independent third-party assessment body since 1999—long before cybersecurity frameworks became board-level concerns in financial services.

That independence is structural, not a positioning choice. Drummond does not implement the controls it assesses, which means the findings delivered to your compliance team, your regulators, and your audit committee reflect the actual state of your program. No rubber stamping here.

In an industry where the integrity of an assessment is as important as the assessment itself, that distinction matters.